DISCLOSURES

Barrett Upton Capital Partners, LLC (“Barrett Upton”) is a Securities Exchange Commission ("SEC") registered investment advisor with its principal place of business in the State of Illinois. For more information about Barrett Upton's registration status, please refer to the SEC’s Investment Advisor public disclosure website at www.adviserinfo.sec.gov.

Any reference to recognitions, awards, accolades or rankings (collectively, “recognitions”) issued by unaffiliated parties or publications should not be construed as an: 1) endorsement by or on behalf of any client; or 2) assurance that any current or prospective client will receive a certain level of service from Barrett Upton. The criteria to be used in awarding such recognitions are determined by the sponsoring organization and are generally based upon information provided by Barrett Upton to the sponsoring organization. Further information about selection criteria used is available upon request. As a matter of policy, Barrett Upton does not compensate the sponsoring organization for such recognitions.

TERMS OF USE

By accessing this website and any materials presented herein (the “Site”), you accept in their entirety the following terms and conditions pertaining to the use of the Site. Barrett Upton reserves the right to change the terms, conditions and notices under which this Site is offered without notice at any time. Each use of the Site constitutes your agreement to be bound by the then-current terms and conditions set forth in these Terms of Use. By viewing any of the material appearing on this Site, you acknowledge that you have read, understood, and agreed to the following:

  • The material provided on this Site is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. 
  • All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Information presented is derived from sources deemed to be accurate, though we cannot guarantee the accuracy of all such information presented. Always consult a financial, tax and/or legal professional regarding your specific situation.
  • The contents of this Site are limited to the dissemination of general information pertaining to Barrett Upton and its investment advisory services. Investing involves the potential for losses as well as gains and therefore may not be suitable for all investors. Investing involves risk, including the possible loss of principal, and past performance is not indicative of future performance. Neither Barrett Upton nor anyone who participated in creating and presenting this Site and its content is or will be liable for any direct, indirect, incidental, consequential, or other damages, or losses of any kind, which may arise from access to this Site or the use of any information, images, video, or sound appearing on it or derived from it.

Links to Third Party Websites

This Site may provide links to other websites.  Such other sites are not controlled by Barrett Upton nor have they been reviewed by Barrett Upton. The links are provided only for convenience. Barrett Upton does not endorse the sponsor or owner of any such sites or warrant the accuracy of any information found there. Further, Barrett Upton makes no representation concerning the quality, accuracy, suitability, or safety of the content of those sites and expressly disclaims any responsibility for the content, accuracy of information, and availability of and/or quality of products, services, or software provided by or advertised on any third-party websites. Barrett Upton is not responsible for the privacy practices of other sites and shall not be responsible for their content. If you leave this Site through a hyperlink, or any other means, you do so at your own risk.

Privacy Policy

Barrett Upton is committed to safeguarding its clients’ confidential information.  Barrett Upton respects the confidentiality and privacy of client information and has created policies and procedures to help ensure the privacy of nonpublic personal information pursuant to Regulation S-P.  For a copy of Barrett Upton's current privacy policy, please click here.

No Warranty

BARRETT UPTON, AND ITS AFFILIATED ENTITIES, PARTNERS, OFFICERS, DIRECTORS, PRINCIPALS, AGENTS AND EMPLOYEES MAKE NO REPRESENTATIONS OR WARRANTIES, EXPRESS OR IMPLIED, REGARDING THE SUITABILITY OR OTHER CHARACTERISTICS OF THE INFORMATION AND MATERIALS CONTAINED ON OR PRESENTED THROUGH THE SITE. ALL SUCH INFORMATION AND MATERIALS ARE PROVIDED “AS IS,” WITHOUT ANY WARRANTY OF ANY KIND. BARRETT UPTON HEREBY FURTHER DISCLAIMS ALL WARRANTIES AND CONDITIONS WITH REGARD TO SUCH INFORMATION AND MATERIALS, INCLUDING ALL IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE, NON-INFRINGEMENT AND AVAILABILITY.

Limitations of Liability

IN NO EVENT SHALL BARRETT UPTON OR ITS AFFILIATED ENTITIES, PARTNERS, OFFICERS, DIRECTORS, PRINCIPALS, AGENTS AND EMPLOYEES BE LIABLE FOR ANY CLAIMS, LIABILITIES, LOSSES, COSTS OR DAMAGES, INCLUDING INDIRECT, PUNITIVE, INCIDENTAL, SPECIAL OR CONSEQUENTIAL DAMAGES, ARISING OUT OF OR IN ANY WAY CONNECTED WITH (I) THE USE OF OR INABILITY TO USE THE SITE OR WITH ANY DELAY IN USING THE SITE, OR (II) ANY INFORMATION AND MATERIALS OBTAINED THROUGH THE SITE, OR (III) OTHERWISE ARISING OUT OF THE USE OF THE SITE; IN ANY CASE WHETHER BASED ON THEORIES ARISING IN CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE. SUCH LIMITATIONS APPLY EVEN IF BARRETT UPTON OR ANY OF ITS OFFICERS, DIRECTORS, PRINCIPALS, AGENTS OR EMPLOYEES HAVE BEEN ADVISED OF THE POSSIBILITY OF DAMAGES.

If any provision of these Terms of Use is held to be invalid or unenforceable in any jurisdiction, such provision shall be deemed modified to the minimum extent necessary so that such provision shall no longer be held to be invalid or unenforceable, and these Terms of Use shall be interpreted so as to achieve the intent expressed herein to the greatest extent possible in the jurisdiction in question. Any such modification, invalidity or unenforceability shall be strictly limited both to such provision and to such jurisdiction.